Mis-sold or mis-managed Unregulated Collective Investment Schemes (UCIS)?
- No Win, No Fee
- No hidden charges
- Over 13 years experience
- Specialist solicitors
- Professional friendly service
The Financial Services Authority (“FSA”) has had to with a growing number of complaints relating to the unlawful sales of Unregulated Collective Investment Schemes (“UCIS”) to the general public, including unsophisticated investors and even on occasion vulnerable investors such as the elderly. Often the investor was not aware that they had invested in a UCIS.
I never imagined that I would receive so much compensation and I have no hesitation in recommending you to friends and family for professional advice.
Mr Bennett
UCIS are high risk or speculative investments and are not suitable for the average investor. In fact, the promotion and marketing of UCIS is strictly prohibited to the general public, save for a small number of exemptions limited primarily to sophisticated investors and high net worth individuals.
If you have been sold a UCIS and would like to discuss your circumstances, please contact us at no cost or fill in the short form on the right-hand side.
If your case is accepted, you will be offered a “No Win No Fee agreement”. Generally, if you do have a claim against your financial advisor, it will be covered by your advisors insurance policy.
What is a UCIS?
A UCIS is a collective insurance scheme that is not regulated by the FSA and therefore not subject to the same restrictions as a regulated collective investment scheme. They are high risk, difficult to value and can result in sudden and devastating losses.
Since UCIS are not regulated by the FSA, if you have suffered a loss, it is highly likely that you will have access to either the Financial Ombudsman Service or the Financial Services Compensation Scheme.
How do I know if I have been unlawfully sold a UCIS?
UCIS are rarely suitable for the general public. Before being sold a UCIS your advisor should have ensured that you fitted into one of the exemptions and discussed that exemption with you in detail.
Your advisor should have also explained to you that the investment was unregulated and why the UCIS was suitable for your needs and objectives and explained in detail the specific risks associated with UCIS.
If you are unsure whether your investment is a UCIS, you can usually locate this information in the product literature provided to you when you entered into the investment. Alternatively, you can contact one of our advisors who will be happy to help at no cost.
What can I do if I suspect that I have been unlawfully sold a UCIS?
You can contact one of our experienced team members who will be pleased to assist you. We will fully consider your circumstances at no cost and advise you –
- If the investment you were sold was a UCIS
- Whether or not the sale was legal; and
- Whether the investment was negligently mis-sold to you
If we are able to pursue your claim, you will be offered a “No Win No Fee” agreement.
Call 0800 152 2620
or fill in the form today for
FREE NO OBLIGATION ADVICE
NO WIN, NO FEE
Take our 15sec test to see if you could be entitled to compensation
We're committed to ethical marketing and we'll NEVER cold-call or send spam emails or text messages to you
More info on hoax calls
More info on hoax calls
Mis-selling or mis-management by a SIPP Operator?
Have you suffered financial losses on a SIPP operated by a SIPP operator? If so, then you may have grounds for bringing a No Win No Fee claim.
Some SIPP operators have entered into dealings with third party advisers who are not authorised and regulated by the Financial Conduct Authority to give pension or investment advice. This is despite their regulatory body publishing alerts and giving warnings against such actions.
View MoreMis-sold or mis-managed investment or pension?
- You were sold an investment without having been properly advised of the risks
- Your personal circumstances or attitude to risk wasn’t properly considered
- You were sold a SIPP or poor returning annuity
- You were advised to invest all or most of your savings into a single investment
One of the UK’s leading specialists in financial mis-selling...
The Times
-
Thank you very much for all your help and the very good service received - swiftness, honesty and efficiency. Mr Rogerson
-
I never imagined that I would receive so much compensation and I have no hesitation in recommending you to friends and family for professional advice. Mr Bennett
-
I have been very impressed with the courtesy I have received, telephone calls have been made in a professional way and I am in awe at the manner that all documents have been produced. I was given your advertisement by a friend from one of the national newspapers and I am so grateful that he did. Mrs Holland
-
You have made making a claim so easy and stress free. I am delighted with my pay out! Mr Smith
-
Many thanks for the work in settling my claim. I will recommend you. Mr Jobber
-
I was impressed how quickly my claim was dealt with especially when I heard many claims take 2-3 years. Mr Gwyther
-
We are writing to say how happy we are with the way your company dealt with our claim. We found your website while searching online and we have found your company to be very approachable and helpful throughout. Mr and Mrs Deramchia
-
Many thanks for all your good work. Mr Wilson
-
Your professionalism and information relayed to myself was of a first-class service. Mr Bourne
-
Thank you for the efficient and professional way in which you handled this matter. Mr and Mrs Lonsdale
-
I received a top class service and an excellent payout. Many thanks. Mr Jackson
-
We would like to take this opportunity to thank you for achieving a good settlement. Your attention to detail and regular phone calls to keep us informed of all developments was of great help and was really appreciated. Mr and Mrs Goddard
-
This company does not give up, very professional, always kept me informed, gave me options, listened to all my concerns.....I would highly recommend this company. Mr Singh
-
We would like to thank you, we would be pleased to recommend your company to friends and family. Mr and Mrs Evans
-
Thank you so much for your professional help, I am very pleased with the outcome. Mr Swaby
-
Very satisfied with all solicitors involved in my case, can't fault them at all. Mrs Munro
-
We were indeed happy with the service we received from your company, finding it speedy, efficient and professional. Mr and Mrs Ervin
-
I've recommended you to many people. Mrs Davies