Poor advice or negligence by a Financial Advisor or Financial Broker?

  • No Win, No Fee
  • 17 years of experience
  • 95% success rate
  • Over £150 million recovered
  • 1000’s of successful clients
We are writing to say how happy we are with the way your company dealt with our claim. We found your website while searching online and we have found your company to be very approachable and helpful throughout. Mr & Mrs Deramchia

You may have required the services of a financial advisor, such as an independent financial advisor (IFA), a Bank, or insurance broker. You may have relied on their advice to make financial investments such as pensions and ISA’s. They are regulated by the Financial Services Authority and bound by a code of conduct, which includes to generally treat customers fairly. They are under a duty to properly investigate your financial needs and recommend financial products that are appropriate for your situation and after consideration of your appetite for risk.

Financial advisors can fail to properly consider many of these things and when this happens and you suffer a financial loss on your investment as a result, you may be entitled to claim for your losses.

They are under a duty to properly investigate your financial needs and recommend financial products that are appropriate for your situation

Examples of Financial Advisors’ and Financial Brokers’ negligence includes:

  • You were sold an investment without having been properly advised of the risks
  • Your personal circumstances or attitude to risk wasn’t properly considered
  • You were sold a SIPP or poor returning annuity
  • You were advised to invest all or most of your savings into a single investment
  • You were advised to unnecessarily transfer a pension
  • You were sold a property fund investment
  • Your pension is worth little more or less than the contributions you paid into it
  • You were sold a guaranteed investment plan/bond and although received your money back, you have lost years of interest

Who Are We?

Part of Wixted & Co and established in 2001, we’ve supported thousands of clients in recovering financial losses caused by professional negligence and financial mis-selling. We are an award-winning team of experienced solicitors providing a professional yet approachable service to every client.

What sets us apart?

  • Experienced Solicitors Only: Your claim is handled by qualified solicitors with over 10 years’ experience in their specialist field.
  • No Delegation to Juniors or Trainees: Avoid delays caused by inexperience or lack of supervision—your case is in expert hands.
  • Dedicated Contact: One solicitor will manage your claim from start to finish, ensuring smooth and efficient service.
  • Attention to Detail: We take the time to understand your unique situation, preparing your claim with care and precision.

With 17 years of specialist expertise, we meticulously obtain and analyse key documents from financial advisers, banks, and other providers. We apply our in-depth knowledge of contract law and negligence to identify grounds for action and submit comprehensive complaints. This careful approach has resulted in successful outcomes for the vast majority of our clients.

What Do We Charge?

We offer an absolute and guaranteed No Win, No Fee agreement, it’s that simple. If successful, we take a fee of up to 20% (plus 4% VAT) * Of the award of compensation. If unsuccessful, our clients pay us nothing.

* We reserve the right to apply a deduction in more complex or higher risk cases of up to 30% plus VAT. Typical examples might be where there are multiple parties to claim against, where time limits for claiming may have passed or new areas of law are tested.

NO WIN, NO FEE

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One of the UK’s leading specialists in financial mis-selling... The Times

Make a no obligation enquiry

We're committed to ethical marketing and we'll NEVER cold-call or send spam emails or text messages to you.