Poor advice or negligence by a Financial Advisor or Financial Broker?

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We are writing to say how happy we are with the way your company dealt with our claim. We found your website while searching online and we have found your company to be very approachable and helpful throughout. Mr & Mrs Deramchia

You may have required the services of a financial advisor, such as an independent financial advisor (IFA), a Bank, or insurance broker. You may have relied on their advice to make financial investments such as pensions and ISA’s. They are regulated by the Financial Services Authority and bound by a code of conduct, which includes to generally treat customers fairly. They are under a duty to properly investigate your financial needs and recommend financial products that are appropriate for your situation and after consideration of your appetite for risk.

Financial advisors can fail to properly consider many of these things and when this happens and you suffer a financial loss on your investment as a result, you may be entitled to claim for your losses.

They are under a duty to properly investigate your financial needs and recommend financial products that are appropriate for your situation

Examples of Financial Advisors’ and Financial Brokers’ negligence includes:

  • You were sold an investment without having been properly advised of the risks
  • Your personal circumstances or attitude to risk wasn’t properly considered
  • You were sold a SIPP or poor returning annuity
  • You were advised to invest all or most of your savings into a single investment
  • You were advised to unnecessarily transfer a pension
  • You were sold a property fund investment
  • Your pension is worth little more or less than the contributions you paid into it
  • You were sold a guaranteed investment plan/bond and although received your money back, you have lost years of interest

Who Are We?

We are an award-winning team of solicitors who specialise in professional negligence and financial mis-selling claims. We use our many years of experience and knowledge in this area to obtain and scrutinize relevant documents from financial advisers, stockbrokers, CFD providers and other associated entities.  Using our specialist knowledge of the law of contract and negligence we identify any grounds for action. We submit written complaints, detailing every allegation and are successful in most of our cases.

What Do We Charge?

We offer an absolute and guaranteed No Win, No Fee agreement, it’s that simple. If successful, we take a fee of up to 20% (plus 4% VAT) * Of the award of compensation. If unsuccessful, our clients pay us nothing.

* We reserve the right to apply a deduction in more complex or higher risk cases of up to 30% plus VAT. Typical examples might be where there are multiple parties to claim against, where time limits for claiming may have passed or new areas of law are tested.

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Mis-selling or mis-management by a SIPP Operator?

Have you suffered financial losses on a SIPP operated by a SIPP operator? If so, then you may have grounds for bringing a No Win No Fee claim.

Some SIPP operators have entered into dealings with third party advisers who are not authorised and regulated by the Financial Conduct Authority to give pension or investment advice. This is despite their regulatory body publishing alerts and giving warnings against such actions.

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Mis-sold or mis-managed investment or pension?

  • You were sold an investment without having been properly advised of the risks
  • Your personal circumstances or attitude to risk wasn’t properly considered
  • You were sold a SIPP or poor returning annuity
  • You were advised to invest all or most of your savings into a single investment
View More

We've got your questions covered

One of the UK’s leading specialists in financial mis-selling... The Times
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We're committed to ethical marketing and we'll NEVER cold-call or send spam emails or text messages to you
More info on hoax calls