Poor advice or negligence by a Financial Advisor or Financial Broker?
- No Win, No Fee
- No hidden charges
- Over 13 years experience
- Specialist solicitors
- Professional friendly service
You may have required the services of a financial advisor, such as an independent financial advisor (IFA), a Bank, or insurance broker. You may have relied on their advice to make financial investments such as pensions and ISA’s. They are regulated by the Financial Services Authority and bound by a code of conduct, which includes to generally treat customers fairly. They are under a duty to properly investigate your financial needs and recommend financial products that are appropriate for your situation and after consideration of your appetite for risk.
Financial advisors can fail to properly consider many of these things and when this happens and you suffer a financial loss on your investment as a result, you may be entitled to claim for your losses.
They are under a duty to properly investigate your financial needs and recommend financial products that are appropriate for your situation
Examples of Financial Advisors’ and Financial Brokers’ negligence includes:
We are an award-winning team of solicitors who specialise in professional negligence and financial mis-selling claims. We use our many years of experience and knowledge in this area to obtain and scrutinize relevant documents from financial advisers, stockbrokers, CFD providers and other associated entities. Using our specialist knowledge of the law of contract and negligence we identify any grounds for action. We submit written complaints, detailing every allegation and are successful in most of our cases.
We offer an absolute and guaranteed No Win, No Fee agreement, it’s that simple. If successful, we take a fee of up to 20% (plus 4% VAT) * Of the award of compensation. If unsuccessful, our clients pay us nothing.
* We reserve the right to apply a deduction in more complex or higher risk cases of up to 30% plus VAT. Typical examples might be where there are multiple parties to claim against, where time limits for claiming may have passed or new areas of law are tested.
Have you suffered financial losses on a SIPP operated by a SIPP operator? If so, then you may have grounds for bringing a No Win No Fee claim.
Some SIPP operators have entered into dealings with third party advisers who are not authorised and regulated by the Financial Conduct Authority to give pension or investment advice. This is despite their regulatory body publishing alerts and giving warnings against such actions.View More